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ESMA launches a Common Supervisory Action with NCAs on Compliance and Internal Audit Functions
FCA charges Hampshire-based independent financial adviser with multiple fraud offences
ESMA consults on amendments to settlement discipline
ESMA consults on revised disclosure requirements for private securitisations

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ESMA launches a Common Supervisory Action with NCAs on Compliance and Internal Audit Functions
FCA charges Hampshire-based independent financial adviser with multiple fraud offences
ESMA consults on amendments to settlement discipline
ESMA consults on revised disclosure requirements for private securitisations