We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised […]
Author Archives: ETE
ONLINE TRADER
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised […]
Highsmith & Miller Advisors LLC
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised […]
22-103MR Lightspeed Finance and director to pay $220,000 for failure to give effect to an AFCA determination
The Federal Court today ordered Lightspeed Finance Pty Ltd and its director Mark James Fitzpatrick pay a total $220,000 for failing to give effect to on an Australian Financial Complaints Authority (AFCA) determination. The Court found Lightspeed Finance, a credit assistance provider, failed to give effect to an AFCA determination and that, as Lightspeed Finance’s […]
KCRYPTOPROJECT
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised […]
22-100MR Infringement notices issued to Maritime Super for member fee statements
Maritime Super Pty Ltd has paid $26,640 to comply with two infringement notices issued by ASIC. The notices concerned alleged misleading statements made to members about Maritime’s investment partnership with Host-Plus Pty Ltd (Hostplus). In a Significant Event Notification and a newsletter sent to members between March and June 2021, Maritime stated that its investment […]
FXBIT TRADER
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised […]
IWL Consulting
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised […]
22-093MR ASIC extends relief from certain dollar disclosures in PDSs for litigation funding schemes
ASIC has extended the relief from certain dollar disclosures in PDSs for litigation funding schemes in ASIC Corporations (Disclosure in Dollars) Instrument 2016/767 (dollar disclosure instrument) until 1 October 2026. The existing relief was due to expire on 28 April 2022. Relief has been extended by ASIC Corporations (Amendment) Instrument 2022/264. ASIC extended the relief […]
NIMBLEFXPRO
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised […]