We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised […]
Author Archives: ETE
22-010MR Caloundra man pleads guilty to insider trading
Mr Jin Xi Li, of Caloundra, Queensland, has pleaded guilty to two insider trading offences when trading in Contracts for Difference (CFD) of PanAust Limited (ASX: PNA). Appearing before the District Court at Brisbane, Mr Li was arraigned and pleaded guilty to one count of trading while in possession of inside information and one count […]
22-007MR ASIC consults on proposals to remake relief for business introduction services
ASIC has today released a consultation paper seeking feedback on proposed changes to the relief for business introduction services. The original Class Order, [CO 02/273] Business introduction and matching services, gave conditional relief from the fundraising, financial product disclosure, hawking and advertising requirements in the Corporations Act 2001 that would apply to a person making […]
22-001MR Statewide Superannuation to pay $4 million penalty for misleading correspondence to members
The Federal Court has imposed combined penalties of $4 million on Statewide Superannuation Pty Ltd (Statewide) for providing members with misleading information regarding their insurance and failing to breach report the issue to ASIC in the time required by law. ASIC Deputy Chair Sarah Court said, ‘Statewide provided misleading communication to thousands of its members, […]
Bit Trade FX
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised […]
UTB Partners (Clone of FCA authorised firm)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised […]
FXCITY Index
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised […]
Universal-Crypto-investment
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised […]
CryptoFxGoal
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised […]
21-362MR Interior design director charged with falsifying financial records
Adriana Benhamou Weiss of Sydney, New South Wales, has appeared before the Downing Centre Local Court in Sydney faced with twelve charges of falsifying financial records. Ms Benhamou Weiss was the company director of the interior design business Benhamou Designs Pty Ltd (ACN 167 579 893). ASIC alleges that between November and December 2016, she […]