The European Securities and Markets Authority (ESMA), the EU’s securities and markets regulator launches today a Common Supervisory Action (CSA) with National Competent Authorities (NCAs)

The FCA has charged Mrs Lisa Campbell with multiple criminal offences, including fraud by abuse of position and providing false or misleading information to the

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has launched today a consultation on settlement discipline, with the objective

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has launched a consultation on revising the disclosure framework for private

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today publishes its first risk monitoring report of 2025, setting out

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has appointed Birgit Puck, Finanzmarktaufsicht (FMA) as a new Chair of

The Financial Services and Credit Panel (FSCP) has made a two-year registration prohibition order against financial adviser Glenn Paul Meilak from 10 February 2025. The

ASIC has cancelled the Australian credit licence (ACL) of NSW based credit provider Auckland Finance Pty Ltd. The ACL cancellation took effect on 31 January

ASIC has cancelled the Australian financial services (AFS) licence of New South Wales-based financial services provider LRA Corporate Pty Ltd ACN 062 427 696 (LRA

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today launched two public consultations following the review of the European Market