ASIC has permanently banned Todd Karamian, of Sydney, New South Wales, from providing financial services and carrying on a financial services business after he falsified

Following an ASIC review, Adslot Limited (Adslot) has written down all its goodwill in its financial report for the half-year ended 31 December 2022, totalling

ASIC has banned Tanawha-based adviser Douglas Cecil Allen from providing financial services for three years. ASIC’s review of a sample of Mr Allen’s advice files

ASIC has suspended the Australian financial services (AFS) licence of Global Pacific Solutions Group Pty Ltd (Global Pacific) for three years. ASIC found that Global

On 10 November 2022, ASIC suspended the Australian financial services (AFS) licence of Sydney based financial services provider Gigi Investment Group Pty Ltd (Gigi Investment)

ASIC has cancelled the Australian financial services (AFS) licence of Capital Capital Pty Ltd (Capital Capital). The license authorised Capital Capital to deal in interests

ASIC has suspended the Australian financial services (AFS) licence of Lendfin Private Pty Ltd (Lendfin) until 1 March 2024. The licence authorises Lendfin to deal

ANZ has been penalised $10 million by the Federal Court in relation to its Home Loan Introducer Program (Introducer Program). The Introducer Program involved home

Six of Australia’s largest banking and financial services institutions have paid or offered a total of $4.7 billion in compensation, as at 31 December 2022,

ASIC has made two interim stop orders preventing Interactive Brokers Australia Pty Ltd (Interactive Brokers) from issuing Stock Yield Enhancement Program (SYEP) Derivatives to retail