ASIC has cancelled the Australian Financial Services licence (AFSL) and Australian Credit licence (ACL) of Victorian-based financial services provider and mortgage broker Direct My Wealth

Regional Express Holdings Limited (REX) has paid a penalty of $66,000 after ASIC issued an infringement notice alleging it had not complied with its continuous

Pauline Jennifer Rogers of Sydney, NSW has been disqualified from managing companies for four years. Ms Rogers was disqualified for her role in the failure

ASIC has banned Sydney-based former financial adviser, Lisa Lee, from providing financial services for eight years. Ms Lee was a representative of Australia and New

On 23 April 2021, Mr Rahul Goel, of Success, Western Australia, appeared before the Perth Magistrates Court charged with a further 12 counts of dishonest

On 21 April 2021, Mr Ahmed Saad, of Glenroy, Victoria, pleaded guilty to one count of obtaining financial advantage by deception and one count of

Michael James Maunder of the Sunshine Coast, Queensland, has been disqualified from managing corporations for five years for his involvement in three failed companies. Between

ASIC prosecuted three companies between 1 July 2020 to 31 December 2020 for failing to comply with their financial reporting obligations. Australian companies are required

Mr Henan Gao of Ryde, New South Wales, director of Shinning Crown International Pty Ltd (SCI), has been sentenced in the NSW Downing Centre Local

Benjamin Heath Cooper of Bexley NSW appeared on Friday 12 March 2021 in the Perth Magistrates’ Court charged with conspiracy with others to manipulate the