ASIC has permanently banned Mr Nizi Bhandari of Bundoora, Victoria, from providing financial services and engaging in credit activities, controlling a financial services or credit
On 24 February 2021, Mr Ahmed Saad, of Glenroy, Victoria, appeared in court charged with dishonestly obtaining a financial advantage by deception for another and
ASIC has commenced proceedings in the Federal Court against National Australia Bank Ltd (NAB), alleging that NAB charged fees for making certain periodic payments when
ASIC has released an immunity policy for certain contraventions of the Corporations Act, which includes serious offences such as market manipulation, insider trading and dishonest
Adrian Christopher Coronno and Domenico Luvera (also known as Domenico Giglio Luvara), both of Pacific Pines, Queensland, have been disqualified from managing corporations for five
Mr Ding Yang, director of Advanced Choice Finance Pty Ltd (ACF), a former Melbourne-based mortgage brokerage company, has pleaded guilty to aiding and abetting ACF
The additional licence conditions imposed on Pershing Securities Australia Pty Ltd (PSAL) in December 2019 have been removed as of 14 December 2020. These conditions
ASIC has today released Consultation Paper 337 Externally administered companies: Extending financial reporting and AGM relief (CP 337) seeking feedback on proposals to reduce the
On 23 December 2020, ASIC commenced civil penalty proceedings in the Federal Court against Squirrel Superannuation Services Pty Ltd (Squirrel) for false or misleading representations.
Mr Andre Kunz of Kenthurst, NSW has been convicted of breaching his directors’ duties. Mr Kunz is the former director of Total Hoarding Supplies Pty