ETE
Europe Trading Entities

  • For Firms
  • For Markets
  • For consumers
Menu
  • For Firms
  • For Markets
  • For consumers
  • About Us
  • News
  • Publications
Menu
  • About Us
  • News
  • Publications

FCA fines Barclays £40 million

The FCA has fined Barclays £40 million in total for its failure to disclose certain arrangements with Qatari entities in 2008. This follows Barclays’ decision

Read More »
November 25, 2024

FCA launches first research competition to help drive UK economic growth

The competition will award funding for several research projects focused on growth, competitiveness and regulation in the UK financial services sector. The FCA is launching

Read More »
November 25, 2024

ESMA announces further guidance on exclusion criteria for the selection of Consolidated Tape Providers

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is clarifying details for some of the documents that future applicants

Read More »
November 25, 2024

FCA calls for firms to improve bereavement handling times and shares best practice

The FCA has found that while life insurers provide good service to bereaved customers, they need to settle claims quicker and improve how they measure

Read More »
November 22, 2024

ESMA responds to the European Commission consultation on Non-Bank Financial Intermediation (NBFI)

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor sent today its response to the European Commission (EC) consultation on

Read More »
November 22, 2024

Financial Services and Credit Panel issues registration suspension order

The Financial Services and Credit Panel (FSCP) has made an order to suspend the registration of financial adviser Ian Reid for three months from 21

Read More »
November 22, 2024

Financial Services and Credit Panel issues registration suspension order

The Financial Services and Credit Panel (FSCP) has made an order to suspend the registration of financial adviser Ian Reid for three months from 21

Read More »
November 22, 2024

FCA proposes to extend the time firms have to handle complaints relating to motor finance commission

The proposed extension would allow firms more time to handle complaints efficiently and effectively and help prevent disorderly, inconsistent and inefficient outcomes for consumers and

Read More »
November 21, 2024

FCA charges four individuals with fraud offences relating to failed credit union

The FCA has started criminal proceedings against 4 individuals for conspiracy to commit false accounting, with 3 of them facing further charges for fraud. Terry

Read More »
November 21, 2024

Former public company director Harry Hatch sentenced for failing to disclose interests and providing false information to the ASX

Former public company director, Harry Hatch (Hatgikyriazis), of North Melbourne, Victoria, has been convicted and sentenced for failing to disclose the total number of Copper

Read More »
November 20, 2024
« Previous Next »

For Firms

  • How do you register with ETE?
  • What is an ETE number?
  • What is transparency e-pact?
  • ETE Confirmed Firms
Menu
  • How do you register with ETE?
  • What is an ETE number?
  • What is transparency e-pact?
  • ETE Confirmed Firms

For Consumers

  • Complain about a Broker!
  • Where to complain about brokers?
Menu
  • Complain about a Broker!
  • Where to complain about brokers?
  • Term and Conditions
  • Freedom of information
  • Privacy Policy
  • Contact Us
Menu
  • Term and Conditions
  • Freedom of information
  • Privacy Policy
  • Contact Us