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The ESAs announce timeline to collect information for the designation of critical ICT third-party service providers under the Digital Operational Resilience Act

The European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) published today a Decision on the information that competent authorities must report to them

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November 15, 2024

FCA fines and bans Craig Buchan and Martin Cooke for recklessly breaching requirements

Craig Buchan and Martin Cooke, former partners of MedDen Financial Services LLP (MedDen), have been fined £6,037 and £6,020 (respectively) and banned by the FCA

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November 15, 2024

FCA statement on the Chancellor’s Mansion House speech

The FCA is committed to supporting growth. The financial services sector is the engine of the country’s economy. A successful sector drives prosperity for companies,

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November 15, 2024

Modernising the redress system

The Financial Conduct Authority (FCA) and Financial Ombudsman Service have published a joint call for input to seek views on how to modernise the redress

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November 15, 2024

Advice Guidance Boundary Review: November 2024 update

We have set out the next steps in our work on closing the advice gap, following feedback on our Discussion Paper (DP23/5). We want people

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November 15, 2024

FCA welcomes move to bring ESG ratings providers into regulation

The FCA welcomes the Government’s publication of their consultation response and the draft legislation on bringing environmental, social and governance (ESG) ratings providers into regulation.

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November 15, 2024

Former Director and CEO of Credit Union, Lyndon Kingston, found guilty of dishonest conduct

Former Director and CEO of Bananacoast Community Credit Union Limited (BCU), Lyndon Allen Kingston, has been found guilty of dishonest conduct. On 12 November 2024,

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November 14, 2024

FCA welcomes the Treasury’s national payment vision

We share the vision of an innovative, safe and competitive payments sector, embracing technological change to better serve people and business. The changes announced today

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November 14, 2024

ASIC announces new enforcement priorities with a focus on cost of living pressures

ASIC today announced its enforcement priorities for 2025, capturing the key areas where it will direct resources and expertise in the coming year. ASIC Deputy

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November 14, 2024

ESMA is collecting data on costs linked to investments in AIFs and UCITS

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is launching a data collection exercise together with the national competent

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November 14, 2024
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