Fewer than one in 10 liquidators have adopted a simplified liquidation process when winding up companies with debts not exceeding $1 million, even though liquidations

ASIC proposes to extend the operation of three legislative instruments for a further five years: Class Order [CO 14/923] Record-keeping obligations for Australian financial services

The Joint Board of Appeal (“The Board”) of the European Supervisory Authorities (ESAs) (the EBA, ESMA, EIOPA), unanimously decided that the appeal brought by Euroins

Between April 2015 and November 2019, H2O failed to carry out proper due diligence on investments relating to the Tennor Group of companies owned by

The FCA will increase its floor space by nearly 5,000 square feet of its 6 Queen Street office – an additional 35%. The refurbishment project

The regime, introduced in October 2023, followed detailed consultation and a change in legislation. This review looked at how firms are implementing personalised risk warnings,

Great Point Investments Limited is a Small Authorised UK Alternative Investment Fund Manager. The Firm provides discretionary and alternative investment fund management services through a

London Property Investments (U.K) Limited (LPI) arranged mortgages while NPI Holdings Limited (NPI) bought properties and rented them back to the sellers, both without FCA

Peterson Okoh (of Peckham, London SE15) appeared in Westminster magistrates court on 31 July 2024 for allegedly advising on and arranging mortgages, between January 2018

We have amended our rules and guidance to enable dormant investment assets and client money to be available to the Dormant Assets Scheme (DAS). Millions