The FCA has secured a confiscation order of £586,711.01 against Mohammed Zina, a convicted insider dealer. The order must be paid within 3 months, or

Former financial advisor, Anthony Paul Torre, has pleaded guilty to three counts of stealing and two counts of fraud resulting in the misappropriation of $1,030,000

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, published today a new supervisory briefing aiming to align practices across

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published the new quarterly liquidity assessment of bonds. As

The FCA has secured a confiscation order of £5,963,376.15, against convicted fraudster Guy Flintham. Mr Flintham is serving a 6-year prison sentence having pleaded guilty

The FCA has set out proposals to make it easier for listed companies to issue corporate bonds that wealth managers and retail investors can buy.

On 30 January 2025, CFSL (also known as Solaris EMI) entered special administration. Joshua James Dwyer and Robert Spence of Interpath Limited have been appointed

The FCA and Practitioner Panel survey is being sent to all regulated firms so they can share their feedback on how the FCA regulates the

Small businesses employ approximately half of the private sector workforce and contribute more than $500 billion to the Australian economy each year. They are essential

Infinox Capital Limited (Infinox) has been fined £99,200 by the FCA for failing to submit 46,053 transaction reports which risked market abuse going undetected. To