The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is launching today a public consultation on proposed changes to the
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is inviting comments on draft technical standards related to Consolidated Tape
Failures in the firm’s systems and controls led to US$1.4bn of equities being sold in European markets when they should not have been. On 2
Between June 2017 and October 2018, HSBC failed to properly consider people’s circumstances when they had missed payments. This meant it did not always do
Check against delivery Good morning everyone – and thanks to Diane and AFIA for the invitation to speak at the 2024 Risk Summit. I would
ASIC has restricted Energy World Corporation Limited (EWC) from issuing a reduced-content prospectus for listed entities for the next 12 months. ASIC was satisfied that
ASIC has made two interim stop orders preventing Trademax Australia Limited from opening trading accounts or dealing in contracts for difference (CFDs) or margin foreign
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published its Position Paper on “Building more effective and
Failures in the firm’s systems and controls led to US$1.4bn of equities being sold in European markets when they should not have been. On 2
ASIC has banned former financial adviser Gawad Nabi from providing financial services for a period of three years. Mr Nabi was an authorised representative of