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ESAs published second batch of policy products under DORA

The three European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) published today the second batch of policy products under the Digital Operational Resilience

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July 17, 2024

ESAs establish framework to strengthen coordination in case of systemic cyber incidents

The three European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) will establish the EU systemic cyber incident coordination framework (EU-SCICF), in the context

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July 17, 2024

ESMA consults on firms’ order execution policies under MiFID II

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today launched a consultation on draft technical standards specifying the criteria

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July 17, 2024

Donre Advisory Limited enters liquidation

On 11 July 2024, the directors of Donre Advisory Limited (Donre Advisory) appointed Sean Bucknall and Andrew Hosking of Quantuma Advisory Limited (Quantuma) as joint

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July 16, 2024

ESMA publishes 2023 data on cross-border investment activity of firms

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, together with the National Competent Authorities (NCAs), completed an analysis of

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July 15, 2024

Former BitConnect promoter John Bigatton convicted for providing unlicenced financial advice

John Bigatton, the Australian promoter of BitConnect, has been convicted by the Sydney District Court of providing unlicenced financial advice contrary to s911B(1) of the

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July 15, 2024

PSR and FCA launch joint call for information on big tech and digital wallets

The Payments Systems Regulator (PSR) and Financial Conduct Authority (FCA) are seeking views on the benefits and risks digital wallets bring to people and businesses.

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July 15, 2024

Big banks to refund millions in fees to low-income customers following ASIC report

Bank customers on low incomes, including First Nations customers, will be refunded over $28 million dollars after a first-of-its-kind ASIC review revealed four Australian banks

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July 15, 2024

ESAs consult on Guidelines under the Markets in Crypto-Assets Regulation

The three European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) today published a consultation paper on Guidelines under Markets in Crypto-assets Regulation (MiCA),

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July 12, 2024

What companies and registered schemes should know about virtual-only meetings

Companies (including corporate collective investment vehicles (CCIVs)) and registered schemes can hold virtual-only meetings of members if expressly required or permitted by their constitutions. For

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July 12, 2024
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