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ESAs report on the use of behavioural insights in supervisory and policy work

The three European Supervisory Authorities (EBA, EIOPA and ESMA – ESAs) published today a joint report following their workshop on the use of behavioural insights

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July 11, 2024

Court sets dates for ‘finfluencer’ trials

Trials have been scheduled after the FCA charged 9 individuals in relation to an unauthorised foreign exchange trading scheme promoted on social media. On 11

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July 11, 2024

ESMA publishes the 2024 ESEF Reporting Manual

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today published the update of its Reporting Manual on the European

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July 11, 2024

FCA overhauls listing rules to boost growth and innovation on UK stock markets

The new rules are the biggest changes to the listing regime in over 3 decades. They aim to support a wider range of companies to

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July 11, 2024

ASIC acknowledges royal assent of the DBFO Act

ASIC acknowledges royal assent of the Treasury Laws Amendments (Delivering Better Financial Outcomes and Other Measures) Act 2024 (DBFO Act). Royal assent of the DBFO

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July 11, 2024

ASIC and APRA issue final rules and information for the Financial Accountability Regime

The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) have published new information to help insurers and superannuation trustees prepare

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July 11, 2024

ESMA publishes Statement on use of collateral by NFCs acting as clearing members

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today issued a public statement on deprioritising supervisory actions linked to

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July 10, 2024

ESMA publishes latest edition of its newsletter

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published its latest edition of the Spotlight on Markets Newsletter. Your one-stop-shop in

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July 10, 2024

ASIC successful in first DDO case against Firstmac

The Federal Court today found that Firstmac Limited breached the new design and distribution provisions by failing to take reasonable steps that would have resulted

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July 10, 2024

ASIC cancels AFS licence of Accumulus Capital Pty Ltd

ASIC has cancelled the Australian credit licence of Accumulus Capital Pty Ltd (Accumulus). The Australian credit licence was cancelled because Accumulus had failed to pay

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July 10, 2024
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