ASIC has suspended the Australian financial services (AFS) licence of HLK Group Pty Ltd (HLK Group) for a period of six months until 27 December

The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) are calling on superannuation trustees to boost efforts to track and

ASIC is calling on AFS licensees to assess the accuracy of records about their financial advisers on the Financial Advisers Register after a spot check

It’s now 3 months to go until the 1-, 3- and 6-month synthetic US dollar LIBOR settings are expected to cease after publication on Monday 30

Ferratum Australia Pty Ltd (in liquidation) has been ordered to pay a total of $16 million in penalties by the Federal Court for numerous contraventions

Thank you for the opportunity to appear today on behalf of ASIC. ASIC administers and enforces a broad range of legislation relating to the provision

ASIC has suspended the Australian financial services (AFS) licence of Airrails Pty Ltd (Airrails) for three months. Airrails licence suspension means it cannot provide financial

ASIC has cancelled the Australian financial services (AFS) licence of Guildfords Funds Management Pty Ltd (Guildfords) after ASIC found significant and systemic failures of oversight

ASIC has banned managing director of the Guildford group of companies, Dr Robert Payne of Brighton, Victoria, from providing financial services, performing any function involved

The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) today published joint guidelines on the suitability of members of the management