ASIC has extended the operation of the parent entity financial reporting and auditor independence legislative instruments. ASIC Corporations (Parent Entity Financial Statements) Instrument 2021/195 and

Former corporate adviser Cameron Kerr Waugh has been sentenced to two years imprisonment from 25 March 2024, with release after nine months, upon entry into

ASIC has remade five class orders for managed funds that are due to expire (‘sunset’) on 1 April 2024. These class orders are: [CO 13/1200]

Guidance for memes, reels and gaming streams promoting financial services has been published by the FCA today. The FCA has set out how adverts across

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today launched a consultation on Draft Regulatory Technical Standards (RTS) related to the

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today publishes the first Final Report under the Markets in Crypto-Assets

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today publishes its third consultation package under the Markets in Crypto-Assets

ASIC has commenced the first prosecution action against a director for failing to comply with the obligation to have a director identification number (director ID).

We provide an update for consumers on our work relating to the administration of Philips Trust Corporation. A significant number of consumers were affected when

The FCA alleges that the individuals ran an unauthorised investment scheme, which defrauded investors out of £3.9 million. The FCA has charged Bruce Rowan, David