The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has fined Scope Ratings GmbH (Scope) a total of EUR 2,197,500,

ASIC secured travel restraint orders against current and former directors within the Mansa Group, Krishnakumar Sitaram Agrawal and Shashikumari Krishnakumar Agrawal. The orders, issued on

The Federal Court has today found that a term requiring policy holders to notify Auto & General Insurance Company Limited (Auto & General) of any

ASIC has secured interim travel restraint orders against Stephen Vincent McGovern, Managing Director and CEO of Dubber Corporation Limited, and Mark Madafferi, solicitor and principal

While most relevant providers are currently registered, ASIC reminds AFS licensees and relevant providers of the importance of complying with the registration obligation on an

Our Statement of Policy on panel appointments states our policy for appointing members to our statutory panels, in accordance with the Financial Services and Markets

ESMA is issuing this communication in light of the entry into force on 28 March 2024 of the changes introduced by the MiFIR review[1]. ESMA

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is today publishing feedback received to its Call for Evidence on

ASIC has permanently banned Brian Jacques Creigh from providing financial services or being involved in a financial service business. Mr Creigh is the director of

Check against delivery Is it impossible for directors to comply with their obligations? A tough question. We’re all well aware of the ever-increasing complexity of