Small businesses are critical to Australia’s economy, and they have an important part to play in Australia’s transition to a sustainable future, writes ASIC Deputy

Nailesh Teraiya has referred his Decision Notice to the Upper Tribunal. Any findings in the Decision Notice are therefore provisional and reflect the FCA’s belief

Together with Ofgem, Ofwat and Ofcom, we’ve set out our expectations for firms across markets, as many consumers feel the strain from cost of living

The Full Federal Court has dismissed an appeal by Provide Nominees Pty Ltd, trading as Provide Capital. As part of an ongoing investigation, ASIC previously

ASIC has released a new legislative instrument ASIC Corporations (Relief to Facilitate Admission of Exchange Traded Funds) Instrument 2024/147. It replaces [CO 13/721] ASIC Corporations

Under the Consumer Duty, firms should act to deliver good outcomes for all customers, including those with characteristics of vulnerability. We will conduct a review

Money launderer and ex-solicitor, Dale Robert Walker (64), has fully satisfied his confiscation order after being sentenced to 62 days’ imprisonment for previously failing to

On 11 March 2024, ASIC cancelled the Australian Financial Services (AFS) licence of Sydney based financial services provider, Suetonius Wealth Management Pty Limited (Suetonius). ASIC

As part of new data reporting requirements, between 1 January and 29 February 2024, over 8,600 financial firms were due to report internal dispute resolution

SGL provides foreign exchange and payment services to corporate clients and is also an Electronic Money Directive (EMD) Agent for The Currency Cloud Limited (TCCL)