ASIC has secured interim travel restraint orders against former Blockchain Global Limited (in liquidation) director Liang Guo, also known as Allan Guo. The orders, which

Melbourne Securities Corporation Limited (Melbourne Securities) has paid $13,320 to comply with an infringement notice issued by ASIC in which ASIC alleged it made misleading

ASIC has cancelled the Australian financial services (AFS) licence of NextGen Financial Group Pty Ltd (NextGen Financial Group) effective from 23 February 2024. The AFS

Introduction In the US, a card game called Fair Play has created a storm in family homes and threatened to create new business for divorce

The Financial Conduct Authority (FCA) has today committed to carrying out enforcement cases more quickly as the organisation seeks to increase the deterrent impact of

Highlights: Global cooperation amongst regulators is vital for cross-border risks. The FCA’s three primary statutory objectives are fully aligned with an open markets philosophy. The

ASIC has accepted a court-enforceable undertaking from former financial adviser, Shivdeep Jaidka, from Melbourne, Victoria. ASIC conducted a review of the financial services provided by

An ASIC review has called out the risk to retirement outcomes for Australians, of holding their superannuation in persistently underperforming options, and called on super

Highlights Firms have made solid progress in many areas of the Consumer Duty and the clock is now ticking for closed products and services to

ASIC has cancelled the Australian financial services (AFS) licence of Valorton Capital Pty Ltd (Valorton). The licence was cancelled because Valorton had not provided any