ETE
Europe Trading Entities

  • For Firms
  • For Markets
  • For consumers
Menu
  • For Firms
  • For Markets
  • For consumers
  • About Us
  • News
  • Publications
Menu
  • About Us
  • News
  • Publications

Beware of unexpected calls about your funeral plans, warns FCA

Take care if you get an unexpected call about your funeral plan, we’re warning consumers. It may be a scam. Don’t engage if you get

Read More »
April 30, 2024

Parliamentary Joint Committee Opening Statement, 30 April 2024

I am pleased to appear before the Committee today. I am joined by Commissioners Kate O’Rourke, Alan Kirkland and Simone Constant. Deputy Chair Sarah Court

Read More »
April 30, 2024

ASIC sues Magnis and Frank Poullas over disclosure failures

ASIC has launched civil penalty proceedings in the Federal Court against Magnis Energy Technologies Limited, alleging the company failed to disclose material information about its

Read More »
April 30, 2024

ESMA agrees with investment restrictions on GBP LDI funds in Ireland and Luxembourg

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has issued its advice to the Central Bank of Ireland (CBI)

Read More »
April 29, 2024

ASIC releases summary document for identifying and supporting First Nations consumers experiencing financial abuse

ASIC has published a summary document on building an understanding of First Nations consumers experiencing, or at risk of, financial abuse following a virtual workshop

Read More »
April 29, 2024

Southern Steel Group Pty Limited re-lodges FY23 financial report with comparatives

Southern Steel Group Pty Limited (Southern Steel) has re-lodged its financial report for the year ended 30 June 2023 after ASIC’s inquiries. Southern Steel is

Read More »
April 26, 2024

ASIC and APRA release notes on latest Superannuation CEO Roundtable

The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) are releasing the public notes on the Superannuation CEO Roundtables held

Read More »
April 26, 2024

NSW financial adviser Adele Baaini permanently banned from credit and financial services industries

ASIC has permanently banned NSW based financial adviser Adele Baaini from providing any financial services, controlling an entity that carries a financial services business, performing

Read More »
April 26, 2024

ASIC releases March 2024 financial adviser exam results

ASIC today released the exam results from the 24th Financial Advisers Exam cycle, held in March 2024. This is the first exam to reflect the

Read More »
April 26, 2024

ASIC orders end to Centrepay credit arrangements in Urban Rampage stores

ASIC has ordered that Coral Coast Distributors (Cairns) Pty Ltd can no longer sign-up customers into Centrepay credit arrangements in its Urban Rampage stores. The

Read More »
April 26, 2024
« Previous Next »

For Firms

  • How do you register with ETE?
  • What is an ETE number?
  • What is transparency e-pact?
  • ETE Confirmed Firms
Menu
  • How do you register with ETE?
  • What is an ETE number?
  • What is transparency e-pact?
  • ETE Confirmed Firms

For Consumers

  • Complain about a Broker!
  • Where to complain about brokers?
Menu
  • Complain about a Broker!
  • Where to complain about brokers?
  • Term and Conditions
  • Freedom of information
  • Privacy Policy
  • Contact Us
Menu
  • Term and Conditions
  • Freedom of information
  • Privacy Policy
  • Contact Us