Henry Eng Chye Heng has pleaded guilty to one count of market manipulation and one count of creating a false or misleading appearance of active

A former company director and undischarged bankrupt has been charged with numerous criminal offences in connection with multiple companies engaged in Gold Coast property development

The Australian Securities and Investments Commission (ASIC) and Australian Financial Complaints Authority (AFCA) have signed a memorandum of understanding (MoU) setting out how they will

Check against delivery Thank you for the opportunity to appear today on behalf of the Australian Securities and Investment Commission. My name is Alan Kirkland

Morningstar has paid $29,820 to comply with two infringement notices issued by ASIC in which ASIC alleged its investor funds were exposed to controversial weapons

The Administrative Appeals Tribunal (AAT) has upheld ASIC’s decision to disqualify Ms Janette Townshend from being an approved self-managed superannuation fund (SMSF) auditor for breaching

RACQ Insurance Limited (RACQ), has been ordered to pay a $10 million penalty by the Federal Court for potentially misleading customers in its product disclosure

Sole director of Equitable Financial Solutions Pty Ltd, Usman Siddiqui, of Brighton-Le-Sands, NSW has appeared in the Downing Centre Local Court charged with breaches of

ASIC has cancelled the Australian financial services (AFS) licence of Remi Investment Services Pty Ltd (RIS). The licence was cancelled because RIS is no longer

Fong Financial Planners Pty Ltd has been convicted and sentenced in the District Court of Western Australia for three counts of dishonest conduct while carrying