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The future of pensions: act today to plan for tomorrow

Introduction Most of us can remember our first taste of freedom, be it the wind blowing through our hair as we hurtled downhill without training

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March 13, 2024

FCA fines financial advice firm and bans Arthur Cobill and William Hofstetter for British Steel Pension Scheme advice and oversight failings

IFM poorly advised people to transfer out of defined benefit (DB) pension schemes, including the British Steel Pension Scheme (BSPS). Arthur Cobill, an adviser at

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March 11, 2024

FCA updates position on cryptoasset Exchange Traded Notes for professional investors

The Financial Conduct Authority (FCA) will not object to requests from Recognised Investment Exchanges (RIEs) to create a UK listed market segment for cryptoasset-backed Exchange

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March 11, 2024

FCA discontinues civil proceedings against Konstantinos Papadimitrakopoulos and Dimitris Gryparis

The FCA previously commenced High Court proceedings pursuant to sections 383 and 382 of the Financial Services and Markets Act 2000 against the former CEO,

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March 8, 2024

House of Commons Treasury Committee’s ‘Sexism in the City’ report

As the Treasury Select Committee’s report sets out, there has been welcome progress on representation within financial services but this has not been fast enough,

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March 8, 2024

ASIC and APRA issue final rules and further guidance for the Financial Accountability Regime

The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) have released final rules and further guidance to support the financial

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March 8, 2024

Members’ voluntary liquidator sentenced for dishonestly using his position to withdraw company funds

Ronald Lester Cardwell of Cherrybrook, New South Wales, has been convicted and sentenced to a term of 24 months imprisonment, to be served by way

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March 8, 2024

ASIC disqualifies former ASX listed Merlin Diamonds director Joseph Gutnick for four years

Joseph Gutnick of St Kilda East, Victoria, has been disqualified by ASIC from managing corporations for a period of four years following his involvement in

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March 8, 2024

ASIC consults on registered liquidator registration guidance

ASIC is seeking feedback from stakeholders including insolvency professionals, their professional bodies and users of the services of registered liquidators on its proposed changes to

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March 7, 2024

ASX pays $1,050,000 penalty for order information transparency failure

ASX Limited has paid a penalty of $1,050,000 following an ASIC investigation into its compliance with the Market Integrity Rules. This is the first time

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March 7, 2024
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