ASIC has prosecuted 100 individuals from 1 January 2023 to 30 June 2023 for failing to assist registered liquidators. These prosecutions follow the failure of

ASIC has obtained interim orders from the Federal Court freezing the funds and assets of Australian Financial Services licensee Brite Advisors Pty Ltd (Brite). ASIC’s

ASIC has signed the International Association of Insurance Supervisors (IAIS) Multilateral Memorandum of Understanding (MMoU), an international supervisor cooperation and information exchange agreement. The IAIS

ASIC has disqualified Anthony Murray and his son, Danny Luke Murray, of Martinsville, NSW, from managing corporations for 4 years, after their involvement in two

On 19 October 2023, ASIC suspended the Australian Financial Services (AFS) licence of financial services provider, Celtic Equities Management Pty Ltd for six months. ASIC

The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) today published a Consultation Paper on two draft Joint Guidelines covering suitability

ASIC has banned former PwC Australia partner Peter-John Collins, of Sandringham, Victoria, from providing financial services or controlling an entity that carries on a financial

ASIC and APRA have released the public notes on the fifth Superannuation CEO Roundtable held on Wednesday 27 September 2023. The Roundtable was hosted by

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has performed the first annual assessment based on data collected in

On 10 October 2023, the Administrative Appeals Tribunal (AAT) set aside ASIC’s decisions to ban Dominique Grubisa, the founder of DG Institute Pty Ltd, from