Reportable situations regime: ASIC modifies licensees’ obligations
ASIC has made ASIC Corporations and Credit (Amendment) Instrument 2023/589, which modifies the reportable situations regime so that licensees do not have to submit notifications
ASIC has made ASIC Corporations and Credit (Amendment) Instrument 2023/589, which modifies the reportable situations regime so that licensees do not have to submit notifications
Check against delivery Good afternoon everyone. It’s a pleasure to be here with you at the 33rd Annual Credit Law Conference. As Australia’s conduct regulator
ASIC has today released findings from its first integrated financial reporting and audit surveillance program. As a result of ASIC’s surveillance, adjustments totalling $215 million
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today publishes a letter and a statement to encourage preparations for
Check against delivery After a series of wars and revolutions, the economic climate is unstable. Inflation means the currency has been losing value for decades,
The FCA has fined Equifax Ltd (Equifax) £11,164,400 for failing to manage and monitor the security of UK consumer data it had outsourced to its
The Federal Court today found Australia and New Zealand Banking Group Limited (ANZ) breached continuous disclosure laws when undertaking a $2.5 billion institutional share placement
ASIC continued its strong focus on enforcement action in the last financial year, driving positive outcomes for consumers and small businesses, and maintaining trust and
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is today publishing a supervisory briefing on circuit breakers, which provides
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today launches a public consultation on the revision of the Delegated