This week we’ve published Reducing and preventing financial crime an update on the progress we’ve made over the past 18 months, and a look at

ASIC has cancelled the Australian financial services licence (AFSL) held by Sydney-based Brava Capital Pty Ltd, previously known as Dayton Way Securities Pty Ltd between

The Federal Court has found fintech company Block Earner engaged in unlicensed financial services conduct when offering its crypto-backed Earner product. From March 2022 to

The corporate regulator will hold directors accountable in areas of emerging consumer harm, writes ASIC Deputy Chair Sarah Court. The conduct of directors has long

The Upper Tribunal has agreed not to suspend restrictions we placed on e-money firm Nvayo Limited. These are set out on our register and include

In the quarter ending 31 December 2023, ASIC took action against nine self-managed superannuation fund (SMSF) auditors where we formed the view that conduct did

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is looking for candidates representing the interests of all types of

The European Securities and Markets Authority (ESMA) and National Competent Authorities are raising awareness of requirements established by the Market Abuse Regulation (MAR) which apply

Joseph Cullia and Zoran Markovic, two Melbourne men allegedly involved in a sophisticated self-managed super fund (SMSF) scam targeting Australian investors, have appeared before the

From 16 February 2024, all relevant providers, including time-share advisers, must be registered with ASIC. Provisional relevant providers cannot be registered. Between 1 February 2024