Check against delivery I am pleased to appear before the Committee today and to provide this short opening statement. My name is Warren Day and

The European Securities and Markets Authority (ESMA), the EU’s financial markets and securities regulator, today publishes two articles on decentralised finance (DeFi), one on developments

The Financial Conduct Authority (FCA) has censured London Capital & Finance (LCF) for its unfair and misleading financial promotions of minibonds. The FCA does not

ASIC has taken action against 11 self-managed superannuation fund (SMSF) auditors, where conduct has fallen short and they have breached their obligations, in the quarter

Mining exploration company Condor Blanco Mines Limited (ACN 141 347 640) has been fined $100,000 for failing to lodge five annual financial reports with ASIC.

Mr Arunesh Narain Maharaj, of Sydney, New South Wales, the former Chief Executive Officer of stockbroking firm BBY Limited (BBY), has appeared in the Downing

ASIC has made ASIC Credit (Amendment) Instrument 2023/675, which extends the operation of ASIC Credit (Electronic Precontractual Disclosure) Instrument 2020/835 for a temporary period of

ASIC has made ASIC Corporations (Financial Reporting by Stapled Entities) Instrument 2023/673. The instrument continues the relief previously provided under ASIC Class Order [CO 13/1050]

We issued 146 alerts about cryptoasset promotions on the first day of the new regime. We expect businesses including social media platforms, app stores, search

As we transition to a low emissions economy, financial markets will increasingly want better information on how companies plan to adapt their business models, their