Industry concerns AFMA cited concerns on behalf of industry that the amended UCT regime would apply to certain sophisticated participants in financial markets who are

Aryn Hala of Redbank Plains, Queensland, has been charged with nine offences of carrying on a financial services business without a licence under 911A (1)

The Joint Board of Appeal (“the Board”) of the European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) unanimously decided to dismiss the appeal

The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) have issued a joint letter to all authorised deposit-taking institutions (ADIs)

The FCA and Practitioner Panel survey is being sent to a sample of regulated firms, to gather their feedback on how we are doing in

Former Ralan Group managing director William O’Dwyer has been sentenced to immediate imprisonment after pleading guilty to six offences of obtaining a financial advantage by

Check against delivery My name is Alan Kirkland and I’m an ASIC Commissioner joining you from Sydney. I am joined by Nathan Bourne, the Senior

ASIC has accepted a court enforceable undertaking from buy now, pay later provider Elevare Pay Easy Pty Ltd, trading as Elepay. Elepay offers funding to

Check against delivery Good morning to you all. Thank you for the invitation to be here today. This is an important audience for ASIC to

Pre-hedging practices in Australia Pre-hedging is a practice that occurs in financial markets and can help the effective functioning of markets by facilitating trades that