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ESMA publishes data for quarterly bond liquidity assessment, the systematic internaliser calculations and the CTP calculations

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published the new quarterly liquidity assessment of bonds, the

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February 1, 2024

ESAs recommend steps to enhance the monitoring of BigTechs’ financial services activities

The European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) today published a Report setting out the results of a stocktake of BigTech direct

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February 1, 2024

Remarkable resilience of financial markets in a higher-for-longer interest-rate environment

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today publishes its first risk monitoring report of 2024, where it

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January 31, 2024

Court declares Westpac engaged in unconscionable conduct for interest rate swap, maximum penalty applied

The Federal Court has declared Westpac Banking Corporation (Westpac) engaged in unconscionable conduct in October 2016 when executing a $12 billion interest rate swap transaction,

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January 31, 2024

ASIC releases summary document for Indigenous Financial Services Framework Workshop

Understanding and responding to identification challenges for First Nations consumers ASIC has published a summary document from a 30 November 2023 virtual workshop which focussed

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January 31, 2024

Court declares Westpac engaged in unconscionable conduct for interest rate swap, maximum penalty applied

The Federal Court has declared Westpac Banking Corporation (Westpac) engaged in unconscionable conduct in October 2016 when executing a $12 billion interest rate swap transaction,

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January 31, 2024

ESMA steps up its monitoring of EU alternative investment funds and sees potential risks in funds exposed to leverage and liquidity mismatches

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today published a report on the EU alternative investment funds (AIFs)’

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January 30, 2024

ESMA consults on reverse solicitation and classification of crypto assets as financial instruments under MiCA

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today publishes two Consultations Papers on guidelines under Markets in Crypto

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January 29, 2024

FCA statement on judicial review of debt packager measures

On 12 January 2024, the Administrative Court refused permission for Promethean Finance Limited to bring a judicial review claim to challenge the FCA’s rules that

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January 26, 2024

FCA statement on judicial review of debt packager measures

On 12 January 2024, the Administrative Court refused permission for Promethean Finance Limited to bring a judicial review claim to challenge the FCA’s rules that

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January 26, 2024
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