ETE
Europe Trading Entities

  • For Firms
  • For Markets
  • For consumers
Menu
  • For Firms
  • For Markets
  • For consumers
  • About Us
  • News
  • Publications
Menu
  • About Us
  • News
  • Publications

Former director sentenced to 4 years and 4 months imprisonment

Former director Mudasir Mohammed Naseeruddin has been sentenced to a total prison sentence of 4 years and 4 months for dishonest conduct and other charges.

Read More »
December 21, 2023

ASIC takes civil action against Open4Sale Global Ltd and two of its directors

ASIC has commenced civil penalty proceedings in the Federal Court against Open4Sale Global Ltd (Open4Sale Global) and two of its directors, Simeon La Barrie and

Read More »
December 20, 2023

Former registered liquidator pleads guilty to dishonest conduct

Former registered liquidator Peter Andrew Amos appeared in the Downing Centre Local Court on 19 December 2023 charged with six counts of dishonestly using his

Read More »
December 20, 2023

ASIC’s annual corporate insolvency statistics shows COVID-19 impact on small business

ASIC’s latest annual statistics of reports lodged by registered liquidators about Australian corporate insolvency, released today, has highlighted the lag of the impact of the

Read More »
December 20, 2023

ASIC permanently bans Hope Island financial advisor

ASIC has permanently banned Delan Pagliaccio of Hope Island, Queensland from providing any financial services, controlling an entity that carries a financial services business and

Read More »
December 19, 2023

ASIC issues infringement notice to Northern Trust Asset Management for greenwashing

ASIC has taken action for greenwashing against Northern Trust Asset Management Australia Pty Ltd (Northern Trust). Northern Trust has paid $29,820 to comply with two

Read More »
December 19, 2023

ASIC revises date for the first financial adviser exam of 2024

The draft legislation includes amendments that will change the exam to: Remove the short answer questions from the exam and increase the number of multiple-choice

Read More »
December 19, 2023

ASIC highlights focus areas for 31 December 2023 reporting

ASIC urges directors, preparers of financial reports and auditors to assess the impact of uncertain market and economic conditions when reporting for full and half-years

Read More »
December 19, 2023

Kristofer Ridgway charged with providing false or misleading information to ASIC

Former Brisbane-based financial adviser Kristofer Ridgway has appeared at the Southport Magistrates Court in Queensland charged with two counts of providing false or misleading information

Read More »
December 18, 2023

Janet Cameron found guilty of not disclosing her interest in Bellamy’s Australia

Ms Janet Heather Cameron, of Hobart, Tasmania, has been found guilty in the Hobart Magistrates Court of one count of failing to lodge a substantial

Read More »
December 15, 2023
« Previous Next »

For Firms

  • How do you register with ETE?
  • What is an ETE number?
  • What is transparency e-pact?
  • ETE Confirmed Firms
Menu
  • How do you register with ETE?
  • What is an ETE number?
  • What is transparency e-pact?
  • ETE Confirmed Firms

For Consumers

  • Complain about a Broker!
  • Where to complain about brokers?
Menu
  • Complain about a Broker!
  • Where to complain about brokers?
  • Term and Conditions
  • Freedom of information
  • Privacy Policy
  • Contact Us
Menu
  • Term and Conditions
  • Freedom of information
  • Privacy Policy
  • Contact Us