The Federal Court has today ordered Australia and New Zealand Banking Group Limited (ANZ) to pay a penalty of $900,000 for breaching its continuous disclosure

ASIC has disqualified former food services industry director Simon Cauchi of Albury, NSW, from managing corporations for one and a half years due to his

The Financial Services and Credit Panel (FSCP) has made a registration prohibition order against financial adviser Timothy Anderson from 7 December 2023 until after 17

The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to ban Ms Pamela Anderson, a Victorian financial adviser, from providing financial services for a period

Instinet Australia Pty Ltd (ACN 131 253 686) (Instinet) has paid a penalty of $670,500 to comply with an infringement notice given by the Markets

ASIC has intervened to improve outcomes for a new wave of retail investors, disrupting potentially harmful offers of financial products and services by online trading

Henry Eng Chye Heng has pleaded guilty to one count of market manipulation and one count of creating a false or misleading appearance of active

A former company director and undischarged bankrupt has been charged with numerous criminal offences in connection with multiple companies engaged in Gold Coast property development

The Australian Securities and Investments Commission (ASIC) and Australian Financial Complaints Authority (AFCA) have signed a memorandum of understanding (MoU) setting out how they will

Check against delivery Thank you for the opportunity to appear today on behalf of the Australian Securities and Investment Commission. My name is Alan Kirkland