The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, the European Commission and the European Central Bank announced today the next steps to support the preparations towards a transition to T+1.
ESMA will also deliver its final report on shortening the cycle to the Council and the European Parliament in the next weeks, however with an aim to accelerate the transition, is sharing preliminary findings in this statement.
The Financial Services and Credit Panel (FSCP) has made an order to suspend the registration of financial adviser Ian Reid for three months from 21
The proposed extension would allow firms more time to handle complaints efficiently and effectively and help prevent disorderly, inconsistent and inefficient outcomes for consumers and
The FCA has started criminal proceedings against 4 individuals for conspiracy to commit false accounting, with 3 of them facing further charges for fraud. Terry
Former public company director, Harry Hatch (Hatgikyriazis), of North Melbourne, Victoria, has been convicted and sentenced for failing to disclose the total number of Copper
To enhance the information exchange between supervisory authorities within the European Union, also across different parts of the financial sector, the ESAs have developed an
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published a Consultation Paper (CP) on the conditions of