ASIC cancels AFS licence of Next Generation Advice

Financial Services and Credit Panel issues registration suspension order

The Financial Services and Credit Panel (FSCP) has made an order to suspend the registration of financial adviser Ian Reid for three months from 21

FCA proposes to extend the time firms have to handle complaints relating to motor finance commission

The proposed extension would allow firms more time to handle complaints efficiently and effectively and help prevent disorderly, inconsistent and inefficient outcomes for consumers and

FCA charges four individuals with fraud offences relating to failed credit union

The FCA has started criminal proceedings against 4 individuals for conspiracy to commit false accounting, with 3 of them facing further charges for fraud. Terry

Former public company director Harry Hatch sentenced for failing to disclose interests and providing false information to the ASX

Former public company director, Harry Hatch (Hatgikyriazis), of North Melbourne, Victoria, has been convicted and sentenced for failing to disclose the total number of Copper

The European Supervisory Authorities (EBA, EIOPA, ESMA – ESAs) publish Joint Guidelines on the system for the exchange of information relevant to fit and proper assessments

To enhance the information exchange between supervisory authorities within the European Union, also across different parts of the financial sector, the ESAs have developed an

Active Account Requirement – ESMA is seeking first input under EMIR 3

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published a Consultation Paper (CP) on the conditions of

ETE
Europe Trading Entities