The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, will be supporting the European Commission’s objective to simplify and reduce
Nearly 20,000 financial promotions were withdrawn or amended in 2024 following intervention from the FCA – nearly double the amount in 2023. The regulator has
Vickie Anne Vella of Ropes Crossing, NSW, today appeared at the Penrith Local Court charged with dishonestly using her position as a director to gain
The Full Federal Court has upheld ASIC’s appeal in its case against Noumi’s former managing director and CEO Rory Macleod, finding that providing documents to
ASIC has made two orders permanently banning Queensland based financial adviser Lachlan John King following his conviction of fraud. The conviction related to Mr King
On 25 February 2022, Peter James Dykes and Peter Alan Torney, former directors of previously ASX-listed Capital Mining Limited, appeared in the Perth Magistrates Court,
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator and supervisor, welcomed 300 participants in person (and around 1000 more connected online)
The FCA has today written to people who complained about the way the FCA handled the Blackmore Bonds case. Blackmore Bond PLC (Blackmore) was an
Mark Barnes of Sutherland, NSW, appeared at the Downing Centre Local Court on 4 February 2025 charged with two offences of dishonestly obtaining a financial
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today published the results of the survey conducted last October on