ASIC has permanently banned QLD-based financial adviser Shane Rose from providing any financial services, performing any function involved in the carrying on of a financial

Data#3 Limited (Data3) has announced the restatement of its full year 2023 and half year 2022 financial reports following a review initiated as part of

David Sipina of Croydon NSW has pleaded guilty to two criminal charges relating to his role at the Courtenay House group of companies. Mr Sipina

In its Business Plan for 2024-25, the FCA has set out an ambitious programme of work for the final year of its 3-year strategy to

Former Continental Coal Company secretary Jane Rosemary Flegg was sentenced to 3 years, 6 months imprisonment with a non-parole period of 21 months following a

ASIC has cancelled the Australian financial services licence of Endeavour Securities (Australia) Ltd (In Liquidation). The license authorised Endeavour to deal in interests in managed

Small businesses are critical to Australia’s economy, and they have an important part to play in Australia’s transition to a sustainable future, writes ASIC Deputy

Nailesh Teraiya has referred his Decision Notice to the Upper Tribunal. Any findings in the Decision Notice are therefore provisional and reflect the FCA’s belief

Together with Ofgem, Ofwat and Ofcom, we’ve set out our expectations for firms across markets, as many consumers feel the strain from cost of living

The Full Federal Court has dismissed an appeal by Provide Nominees Pty Ltd, trading as Provide Capital. As part of an ongoing investigation, ASIC previously