Following an ASIC review, Shine Justice Limited (Shine) has significantly improved disclosure of the accounting for unbilled disbursements and disbursement funding interest in its 30

ASIC has banned former insurance adviser John Durant, of Gosford, NSW from providing financial services, controlling an entity that carries on a financial services business,

The Joint Committee of the European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) publishes today its Work Programme for 2024, outlining the areas

The Federal Court has ordered Provide Nominees Pty Ltd, trading as Provide Capital, to produce documents that it failed to produce, without reasonable excuse, in

ASIC has appealed part of the decision of the Federal Court in ASIC’s case against ACBF Funeral Plans Pty Ltd (ACBF) and its parent entity

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, will launch a Common Supervisory Action (CSA) with National Competent Authorities

ASIC has commenced civil penalty proceedings in the Federal Court against Cigno Australia Pty Ltd, its director Mark Swanepoel and BSF Solutions Pty Ltd and

The Australian Prudential Regulation Authority (APRA) and the Australian Securities and Investments Commission (ASIC) have published an information package to support the financial services industry

ADM Investor Services International Limited (ADMISI), a broker, has been fined £6,470,600 for inadequate anti-money laundering (AML) systems and controls. The nature of ADMISI’s business

Any new debt packager firms, or those restarting their debt packager business, including newly appointed ARs, have already been subject to the ban from 2